Privacy Policy

Rev. [July 2020]

FACTS

 

WHAT DOES DB ROOT & COMPANY, INC. DO WITH YOUR FINANCIAL INFORMATION?

Why? Financial companies choose how they share your personal information.  Federal law gives consumers the right to limit some but not all sharing.  Federal law also requires us to tell you how we collect, share, and protect your personal information.  Please read this notice carefully to understand what we do.

What? The types of personal information we collect and share depends on the product or service you have with us.  This information can include:

  • Social Security number and income

  • Account balances and assets

  • Transaction history

How? All financial companies need to share customers’ personal information to run their everyday business.  In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons DB Root & Company, Inc. chooses to share; and whether you can limit this sharing.

Reasons we can share your personal information

For our everyday business purposes – such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus

Yes, DB Root & Company, Inc. can share.

No, you cannot limit this sharing.

 

For our marketing purposes – to offer our products and services to you

Yes, DB Root & Company, Inc. can share.

No, you cannot limit this sharing.

For joint marketing with other financial companies

No, DB Root & Company, Inc. cannot share.

For our affiliates’ everyday business purposes – information about your transactions and experiences

No, DB Root & Company, Inc. cannot share.

 

For our affiliates’ everyday business purposes – information about your creditworthiness

No, DB Root & Company, Inc. cannot share.

For our affiliates to market to you

No, DB Root & Company, Inc. cannot share.

For nonaffiliates to market to you

No, DB Root & Company, Inc. cannot share.

Questions? Call 888.227.0913 or go to www.dbroot.com

Who we are

Who is providing this notice? DB Root & Company, Inc.

What we do

How does DB Root & Company, Inc. protect my personal information?

To protect your personal information from unauthorized access and use, we use security measures that comply with federal law.  These measures include computer safeguards and secured files and building.

How does DB Root & Company, Inc. collect my personal information?

We collect your personal information, for example, when you:

  • Open an account

  • Deposit money

  • Seek advice about your investments

  • Enter into an investment advisory contract

  • Tell us about your investment or retirement portfolio or earnings

We also collect your personal information from other companies.

 

Definitions

Affiliates

Companies related by common ownership and control.  They can be financial and nonfinancial companies.

  • We have no affiliates.

 

Nonaffiliates

Companies not related by common ownership and control.  They can be financial or nonfinancial companies.

  • We do not share with nonaffiliates so that they can market to you.

 

Joint marketing

A formal agreement between nonaffiliated financial companies that together market financial products or service to you.

  • We do not jointly market.

Where to find us:

MID-ATLANTIC REGION

 

436 Seventh Avenue, Suite 2800

Pittsburgh, PA 15219-1818

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Phone: 412.227.2800

Toll Free: 888.227.0913

Fax: 412.227.2805

GREAT LAKES REGION

 

811 Madison Ave, 7th Floor

Toledo, OH 43604

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Phone: 419.574.9399

Toll Free: 888.227.0913

Fax: 419.574.9356

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© 2020 DBR & CO  View Disclosures  Compliance Documents