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In the News | Jul 16, 2024

DBR & CO Renews CEFEX® Certification

Steven J. Kaczynski, Jr.

CFA®, AIFA®, CPFA®, MST, MBA

Loraine Montanye

CFP®, AIF®

DBR & CO IS CERTIFIED FOR FIDUCIARY EXCELLENCE!

We are excited to announce that DBR&CO Fiduciary Plan Solutions has successfully renewed our CEFEX® certification. This achievement underscores our relentless commitment to continuous improvement and our dedication to maintaining the highest standards in fiduciary excellence.

DBR Fiduciary Plan Solutions is certified as a registered investment advisory and fiduciary consulting services for ERISA defined contribution, defined benefit and 403(b) plans as a 3(21) non-discretionary and 3(38) discretionary fee-based advisor. DBR Fiduciary Plan Solutions is registered on this public page, where its certificate can also be viewed.

With only 140 financial advisory firms worldwide holding this distinguished certification, we are honored to be among the elite group that has met these stringent standards. This accomplishment reinforces our position as a trusted authority and leader in the industry. The standard is substantiated by legislation, case law and regulatory opinion letters from the Employee Retirement Income Security Act (ERISA), the Investment Advisers Act of 1940, the Uniform Prudent Investor Act (UPIA), the Uniform Prudent Management of Institutional Funds Act (UPMIFA) and the Model Management of Public Employee Retirement Systems Act (MMPERSA) in the U.S.

A full copy of the standard can be downloaded from CEFEX at www.cefex.org. More information about DBR Fiduciary Plan Solutions is available at www.dbroot.com .

Thank you to our clients for your continued trust and support. We remain steadfast in our mission to deliver exceptional outcomes and uphold the highest standards of fiduciary excellence.

This material has been provided for general, informational purposes only, represents only a summary of the topics discussed, and is not suitable for everyone. The information contained herein should not be construed as personalized investment advice or recommendations. Rather, they simply reflect the opinions and views of the author. D. B. Root & Company, LLC. does not provide legal, tax, or accounting advice. Before making decisions with legal, tax, or accounting ramifications, you should consult appropriate professionals for advice that is specific to your situation. There can be no assurance that any particular strategy or investment will prove profitable. This document contains information derived from third party sources. Although we believe these third-party sources to be reliable, we make no representations as to the accuracy or completeness of any information derived from such sources, and take no responsibility therefore. This document contains certain forward-looking statements signaled by words such as "anticipate," "expect", or "believe" that indicate future possibilities. Due to known and unknown risks, other uncertainties and factors, actual results may differ materially from the expectations portrayed in such forward-looking statements. As such, there is no guarantee that the expectations, beliefs, views and opinions expressed in this document will come to pass. Information presented herein is subject to change without notice and should not be considered as a solicitation to buy or sell any security. All investment strategies have the potential for profit or loss. Asset allocation and diversification do not ensure or guarantee better performance and cannot eliminate the risk of investment losses. The impact of the outbreak of COVID-19 on the economy is highly uncertain. Valuations and economic data may change more rapidly and significantly than under standard market conditions. COVID-19 has and will continue based on economic forecasts to have a material impact on the US and global economy for an unknown period.

Steven J. Kaczynski, Jr.

CFA®, AIFA®, CPFA®, MST, MBA

Senior Financial Advisor, Managing Director, Fiduciary Plan Solutions

Loraine Montanye

CFP®, AIF®

Senior Retirement Plan Advisor

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