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Education | Sep 14, 2017

Six Smart Financial Planning Decisions to End the Year

Steven Kohler

CFP®, CPFA®

One of the things I continually remind clients to do is review their financial plan regularly. Lives and situations change, and it’s important to stay on top of details for items like estate planning, taxes, retirement plan contributions and insurance, especially in the face of changing laws, regulations and policy decisions.

As 2018 approaches, there are a number of financial moves you can consider making before the end of the year. It has become second nature to have conversations with your accountant this time of year. So should it be to talk to your financial advisor.

For starters, here are some of items to consider as 2017 comes to a close.

Max out company retirement plan contributions.

Be sure to look for ways to minimize your tax liability as well as bolster your retirement savings. Considerations like increasing your 401(k) contributions up to the maximum of $18,000 ($24,000 if over 50) and how to handle a year-end bonus could make a huge difference in your end-of-year tax liability.

Reduce taxable income.

It’s been a great year for the stock market, but in a diversified portfolio you might hold investments that have incurred losses in 2017. You may consider selling a losing position in a taxable account to offset other realized gains, and therefore reduce your taxable income for the year.

Do a Roth IRA conversion.

If you want tax-free investment growth for your retirement, there may be a good argument for converting the funds from a non-deductible traditional IRA to a Roth IRA before the end of the year.

Review estate plans.

Life changes occur regularly, and if this is the case for 2017, you will want to look into the status of items like your living trust, will, and health care power of attorney. You may also want to conduct a beneficiary review of all accounts to ensure there are no changes or updates needed.

Review health insurance and your health savings account.

In addition to maxing out your 401(k) plan, you can also contribute the maximum to your health savings account (HSA) as another way to minimize tax liability. You may want to contact your health insurance agent during the annual enrollment to review your health insurance plan.

Review the pending and proposed tax legislation.

As conversations continue in Washington over tax reform, you will want to keep an eye out for any last-minute changes before year-end. You may need to react quickly, especially if any new laws are retroactive to January 2017.

So, these are just a few considerations to help you with peace of mind as we head into a new year. Who knows what lies ahead for all of us, but a review of your financial plan before the end of the year will set you up to start the New Year wisely.

Sources
Moneyeditor. December 23, 2015. "Your Last-Minute Year-End Financial Planning Checklist". https://money.com/collection-post/last-minute-financial-planning-checklist/

This material has been provided for general, informational purposes only, represents only a summary of the topics discussed, and is not suitable for everyone. The information contained herein should not be construed as personalized investment advice or recommendations. Rather, they simply reflect the opinions and views of the author. D. B. Root & Company, LLC. does not provide legal, tax, or accounting advice. Before making decisions with legal, tax, or accounting ramifications, you should consult appropriate professionals for advice that is specific to your situation. There can be no assurance that any particular strategy or investment will prove profitable. This document contains information derived from third party sources. Although we believe these third-party sources to be reliable, we make no representations as to the accuracy or completeness of any information derived from such sources, and take no responsibility therefore. This document contains certain forward-looking statements signaled by words such as "anticipate," "expect", or "believe" that indicate future possibilities. Due to known and unknown risks, other uncertainties and factors, actual results may differ materially from the expectations portrayed in such forward-looking statements. As such, there is no guarantee that the expectations, beliefs, views and opinions expressed in this document will come to pass. Information presented herein is subject to change without notice and should not be considered as a solicitation to buy or sell any security. All investment strategies have the potential for profit or loss. Asset allocation and diversification do not ensure or guarantee better performance and cannot eliminate the risk of investment losses.

Steven Kohler

CFP®, CPFA®

Chief Planning Officer

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